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The geometer of race - Cover Story

Discover,  Nov, 1994  by Stephen Jay Gould

INTERESTING STORIES often lie encoded in names that seem either capricious or misconstrued. Why, for example, are political redicals called "left" and their conservative counterparts "right"? In many European legislatures, the most distinguished members sat at the chairman's right, following a custom of courtesy as old as our prejudices for favoring the dominant hand of most people. (These biases run deep, extending well beyond can openers and scissors to language itself, where dexterous stems from the Latin for "right," and sinister from the word for "left.") Since these distinguished nobles and moguls tended to espouse conservative views, the right and left wings of the legislature came to define a geometry of political views.

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Among such apparently capricious names in my own field of biology and evolution, none seems more curious, and none elicits more questions after lectures, than the official designation of light-skinned people in Europe, western Asia, and North Africa as Caucasian. Why should the most common racial group of the Western world be named for a mountain range that straddles Russia and Georgia? Johann Friedrich Blumenbach (1752-1840), the German anatomist and naturalist who established the most influential of all racial classifications, invented this name in 1975, in the third edition of his seminal work, De Generis Humani Varietate Nativa (On the Natural Variety of Mankind). Blumenbach's definition cites two reasons for his choice--the maximal beauty of people from this small region, and the probability that humans were first created in this area.

Caucasian variety. I have taken the name of this variety from

Mount Caucasus, both because its neighborhood, and espe-

cially its southern slope, produces the most beautiful race of

men, I mean the Georgian; and because ... in that region,

if anywhere, it seems we ought with the greatest probabil-

ity to place the autochthones [original forms] of mankind.

Blumenbach, one of the greatest and most honored scientists of the Enlightenment, spent his entire career as a professor at the University of Gottingen in Germany. He first presented De Generis Humani Varietate Nativa as a doctoral dissertation to the medical faculty of Gottingen in 1775, as the minutemen of Lexington and Concord began the American Revolution. He then republished the text for general distribution in 1776, as a fateful meeting in Philadelphia proclaimed our independence. The coincidence of three great documents in 1776--Jefferson's Declaration of Independence (on the politics of liberty), Adam Smith's Wealth of Nations (on the economics of individualism), and Blumenbach's treatise on racial classification (on the science of human diversity)--records the social ferment of these decades and sets the wider context that makes Blumenbach's taxonomy, and his subsequent decision to call the European race Caucasian, so important for our history and current concerns.

The solution to big puzzles often hinges upon tiny curiosities, easy to miss or to pass over. I suggest that the key to understanding Blumenbach's classification, the foundation of much that continues to influence and disturb us today, lies in the peculiar criterion he used to name the European race Caucasian--the supposed superior beauty of people from this region. Why, first of all, should a scientist attach such importance to an evidently subjective assessment; and why, secondly, should an aesthetic criterion become the basis of a scientific judgment about place of origin? To answer these questions, we must compare Blumenbach's original 1775 text with the later edition of 1795, when Caucasians received their name.

Blumenbach's final taxonomy of 1795 divided all humans into five groups, defined both by geography and appearance--in his order, the Caucasian variety, for the light-skinned people of Europe and adjacent parts of Asia and Africa; the Mongolian variety, for most other inhabitants of Asia, including China and Japan; the Ethiopian variety, for the dark-skinned people of Africa; the American variety, for most native populations of the New World; and the Malay variety, for the Polynesians and Melanesians of the Pacific and for the aborigines of Australia. But Blumenbach's original classification of 1775 recognized only the first four of these five, and united members of the Malay variety with the other people of Asia whom Blumenbach came to name Mongolian.

We now encounter the paradox of Blumenbach's reputation as the inventor of modern racial classification. The original four-race system, as I shall illustrate in a moment, did not arise from Blumenbach's observations but only represents, as Blumenbach readily admits, the classification promoted by his guru Carolus Linnaeus in the founding document of taxonomy, the Systema Naturae of 1758. Therefore, Blumenbach's only original contribution to racial classification lies in the later addition of a Malay variety for some Pacific peoples first included in a broader Asian group.