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No flowers, please: fund gifts forbidden.(FundReporter)(Brief Article)
Research, January, 2005
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THE HOLIDAY SEASON is over in more ways than one. The regulators have turned their implacable gaze on inappropriately lavish presents from the sell side to mutual fund managers as a possible loophole in compensation rules.
As such, the SEC has cracked down on an array of improper gifts ranging from Super Bowl tickets to fine wine, not to mention the now-familiar ...
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